Matthew T. Marin, J.D. — Admitted in Rhode Island, South Carolina, Connecticut, and Massachusetts

Stefanie A. Murphy, J.D. — Admitted in Rhode Island, Connecticut, and Massachusetts

In December 2018, Olympus Medical Systems Corporation and former senior executive Hisao Yabe pleaded guilty to three counts of distributing misbranded medical devices. Olympus paid $85 million in penalties and admitted failing to file FDA-required adverse-event reports during the period when its duodenoscopes were spreading infections across US hospitals.

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Olympus Scope — Infection Claims

Hospitalized With an Infection After a Scope Procedure?

If you were told it was “just a complication,” Olympus’s federal guilty plea — and $85 million in penalties — tell a different story. In two minutes, you can know whether your case qualifies.

ACTIVE LITIGATION. 250+ patients · most recent filing: June 2026 · deadlines vary by state — some as short as one year.

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Matthew T. Marin, J.D. — Admitted in Rhode Island, South Carolina, Connecticut, and Massachusetts

Stefanie A. Murphy, J.D. — Admitted in Rhode Island, Connecticut, and Massachusetts

In December 2018, Olympus Medical Systems Corporation and former senior executive Hisao Yabe pleaded guilty to three counts of distributing misbranded medical devices. Olympus paid $85 million in penalties and admitted failing to file FDA-required adverse-event reports during the period when its duodenoscopes were spreading infections across US hospitals.

Regulatory Record Summary

Regulatory Body

U.S. Department of Justice

Action Date

December 10, 2018

Action Type

Criminal Guilty Plea

Key Outcome

$85M penalty / 3 counts misbranded devices

What Did Olympus Corporation Plead Guilty To?

On December 10, 2018, Olympus Medical Systems Corporation — the US subsidiary responsible for distributing Olympus medical devices — entered a guilty plea in the United States District Court for the District of New Jersey (Case No. 2:18-cr-00727-SRC). The corporation pleaded guilty to three counts of distributing misbranded medical devices in violation of 21 U.S.C. § 331(k), the federal statute governing misbranded devices under the Federal Food, Drug, and Cosmetic Act. Pleading alongside the corporation was Hisao Yabe, who served as a senior executive at Olympus Medical Systems Corporation during the relevant period.

Yabe personally pleaded guilty to one count. The combined penalties paid by Olympus and Yabe totaled $85 million in criminal penalties. (Source: DOJ press release, December 10, 2018, justice.gov.) Under federal law, a medical device is “misbranded” when it is labeled or marketed in a way that is false or misleading — including by omitting material information that would be required to appear in reports submitted to the FDA.

Olympus admitted that it failed to file the FDA Medical Device Reports (MDRs) about infection events and adverse outcomes that it was required by law to submit. These were the reports that should have captured the infection outbreaks occurring at US hospitals during the 2012–2015 period. The admission was explicit: Olympus knew its duodenoscopes were linked to patient infections. It knew it was required to report these events to the FDA.

It failed to report them accurately and completely. The December 2018 guilty plea is a judicial admission that cannot be relitigated in civil proceedings — and it establishes a corporate criminal record of failing to report adverse events directly relevant to every product liability lawsuit arising from Olympus scope infections.

What Did Olympus Know and When?

The criminal plea did not emerge in a vacuum. It followed years of documented corporate knowledge that Olympus’s duodenoscopes were spreading antibiotic-resistant infections across US hospitals — knowledge that Olympus chose not to communicate to the FDA, to hospitals, or to patients. The timeline of corporate knowledge, confirmed through peer-reviewed literature, Senate HELP Committee investigation, and DOJ records, is as follows:

Fall 2012

a U.S. teaching hospital / Olympus

A CRE outbreak affecting approximately 13 patients was investigated at a U.S. teaching hospital. ECRI Institute confirmed correct reprocessing had been followed. Olympus was notified directly. On December 18, 2012, Olympus filed a Medical Device Report about this outbreak — a report that appears to have never been properly entered into the FDA’s adverse event database.

Source: Senate HELP Committee, “Preventable Tragedies,” January 13, 2016

Nov 2012 – Aug 2013

Virginia Mason Medical Center, Seattle / Olympus

A multidrug-resistant E. coli outbreak infected 32 patients, 7 of whom died within 31 days of the positive culture; 16 had died by March 2015. Olympus was notified directly. MDR E. coli was recovered from 4 of 8 Olympus duodenoscopes tested. No breach in high-level disinfection protocol was identified at Virginia Mason.

Source: Ross AS, Baliga C, Verma P, Duchin J, Gluck M. Gastrointest Endosc. 2015;82(3):477–83. PMID 26092616

2013

an Illinois teaching hospital

39 case patients developed NDM-producing E. coli. The odds ratio for duodenoscope exposure was 78 (95% CI, 6.0–1008; P<.001) (Epstein et al., 2014). Olympus was notified.

Source: Epstein L, Hunter JC, Arwady MA, et al. JAMA. 2014;312(14):1447–1455. PMID 25291580

2014–2015

UCLA Ronald Reagan Medical Center, Los Angeles / Olympus

17 patients were affected, including 9 confirmed active infections, 7 asymptomatic carriers, and 1 index patient. The pathogen was blaOXA-232 carbapenem-resistant Klebsiella pneumoniae. 2 patients died. Approximately 179 patients were potentially exposed and notified. Standard high-level disinfection protocols were followed without deviation.

Source: Humphries RM et al. Clin Infect Dis. 2017;65(7):1159–1166. PMID 29579235 ; (on file)

February 19, 2015

FDA

The FDA issued its first public FDA Safety Communication acknowledging that manufacturer cleaning instructions “may be inadequate” for all ERCP duodenoscopes. This communication came more than two years after Olympus first received hospital notifications of CRE outbreaks linked to its scopes. By the time the FDA acted publicly, 75 MDRs involving approximately 135 patients had been filed with the agency between January 2013 and December 2014 alone. (Source: FDA Safety Communication, February 19, 2015.)

Source: FDA Safety Communication, February 19, 2015

January 13, 2016

Senate HELP Committee

The Senate HELP Committee published its report “Preventable Tragedies: Superbugs and How Ineffective Monitoring of Medical Device Safety Fails Patients.” The report documented at least 250 patients worldwide, across all three duodenoscope manufacturers, affected by duodenoscope-related infections and noted this figure was likely a significant undercount. The report also documented that Olympus’s December 2012 MDR about the outbreak appeared never to have been properly entered into the FDA’s adverse event database.

Source: Senate HELP Committee, “Preventable Tragedies,” January 13, 2016

December 10, 2018

DOJ / U.S. District Court, D.N.J.

Olympus Medical Systems Corporation entered a guilty plea to three counts, and Hisao Yabe to one count, of distributing misbranded medical devices (21 U.S.C. § 331(k)). The $85 million penalty was required as a condition of the plea. Olympus admitted failing to file FDA-required adverse-event reports during the period encompassing all four named hospital outbreaks. The gap between the first confirmed hospital notification (fall 2012) and the criminal plea (December 2018) is six years.

Source: DOJ press release, December 10, 2018, justice.gov

What Does the Criminal Record Mean for Individual Lawsuits?

Why the DOJ Guilty Plea Matters for Patient Claims

The Olympus criminal record has direct strategic consequences for patients considering product liability claims arising from scope-related infections. A guilty plea in federal court is not a civil settlement — it is a judicial admission that cannot be denied or relitigated. For every patient whose procedure involved an Olympus duodenoscope during the period covered by the plea, the criminal record operates as a structural litigation advantage in three specific ways.

  1. The criminal record eliminates the core causation argument. In product liability litigation, manufacturers routinely argue that they did not know their products were causing harm and that the plaintiff cannot prove the specific device was the cause of their infection. Olympus’s guilty plea is a judicial admission that the company failed to file required reports about exactly these infection events during exactly the period when the plaintiff’s procedure occurred. Olympus cannot argue it did not know its scopes were contaminated and spreading infections — it already admitted that fact in federal court.
  2. The criminal record removes the bankruptcy exit. Unlike some pharmaceutical mass tort defendants, Olympus is not a standalone company that can threaten to restructure through bankruptcy to limit liability. Olympus Corporation is a publicly traded Japanese multinational (Tokyo Stock Exchange), and Olympus Medical Systems Corporation is one division within a much larger corporate structure. The $85 million fine — substantial as it is — did not meaningfully affect the parent company’s financial position. Bankruptcy as a litigation strategy is not a credible threat in this case.
  3. The criminal record supports punitive damages. In most jurisdictions, punitive damages require a showing that the defendant acted with conscious disregard for the plaintiff’s safety. A defendant that has pleaded guilty in federal court to failing to file the very reports that would have warned hospitals and patients of the contamination risk may face elevated punitive-damages exposure. The criminal record directly substantiates the factual predicate for punitive damages in every individual case. (Source: DOJ press release; van der Ploeg et al., Gut, 2024, PMID 38182137.)

What Other Regulatory Actions Has Olympus Faced?

The December 2018 criminal guilty plea was not an isolated event — it is part of a pattern of regulatory non-compliance that has continued for more than a decade after the initial outbreaks. The complete Olympus regulatory record represents five major FDA enforcement actions across ten years, plus a criminal guilty plea. No medical device manufacturer in the FDA’s modern enforcement history carries a comparable record.

March 2018 — FDA Warning Letter MARCS-CMS 546986: Following the February 2015 Safety Communication, the FDA ordered Olympus to conduct mandatory postmarket surveillance of its duodenoscopes under Section 522 of the Federal Food, Drug, and Cosmetic Act. More than two years later — while simultaneously under criminal investigation — Olympus had established zero surveillance sites. The March 2018 warning letter documented this defiance.

This surveillance non-compliance occurred during the same period as the reporting failures admitted in the December 2018 guilty plea.

March 2023 — FDA Warning Letter MARCS-CMS 654013: Olympus failed to investigate cracking of the MAJ-2315 distal end cover for approximately two years after becoming aware of the defect. This is the same pattern as the reporting failure: Olympus identifies a device problem, takes no corrective action, and eventually faces regulatory consequences. (Source: van der Ploeg et al., Gut, 2024, PMID 38182137.)

December 2024 — FDA Class I Recall Z-0905-2025: The MAJ-891 Forceps/Irrigation Plug — used during ERCP procedures — was subject to Class I recall (the most serious FDA recall classification). 30,140 units in US commerce. MAUDE adverse event reports associated with this recall include 120+ reported injuries and 1 confirmed death. (Source: FDA Recall Z-0905-2025, December 18, 2024.)

June 2025 — FDA Import Alert 89-04: The FDA blocked 58 Olympus device models from entering the United States from the Aizu, Japan manufacturing facility, citing ongoing violations of 21 CFR Part 820 Quality System Regulations. An import alert authorizing customs detention of an entire company’s product line without physical examination is one of the most aggressive regulatory actions the FDA can take against a device manufacturer.

October 2025 — Urgent Field Safety Notice: Olympus admitted that prior reprocessing protocols for its current-generation TJF-Q190V, TJF-Q290V, and TJF-Q170V duodenoscopes were insufficient — and that 10X magnification tools, which hospitals had never previously been told to use, were now required to detect contamination invisible to the naked eye. The notice confirmed 2 deaths and 5 serious injuries linked to these devices.

This 2025 admission that prior protocols were inadequate — seven years after the company admitted failing to report the contamination problem in federal court — extends the evidentiary foundation across the entire claims period. (Source: Olympus Urgent Field Safety Notice, October 14–17, 2025, on file.) Five major FDA enforcement actions across a ten-year period, plus a criminal guilty plea, constitute a regulatory record with no parallel in medical device history.

For patients and their attorneys, this record provides a layered evidentiary foundation across the entire claims period. (Source: Bomman S et al., Clinical Endoscopy, January 2022, PMC8831410.)

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Frequently Asked Questions About the Olympus Criminal History

Q1: Did Olympus Corporation plead guilty to a crime?

Yes. On December 10, 2018, Olympus Medical Systems Corporation pleaded guilty to three counts, and its former senior executive Hisao Yabe to one count, of distributing misbranded medical devices in violation of 21 U.S.C. § 331(k). The plea was entered in the United States District Court for the District of New Jersey (Case No. 2:18-cr-00727-SRC).

The total penalties paid were $85 million. The company admitted failing to file FDA-required adverse-event reports. This is a matter of federal criminal court record. (Source: DOJ press release, December 10, 2018, justice.gov.)

Q2: What did Olympus admit to in the criminal plea?

Olympus admitted that it failed to file the FDA Medical Device Reports about infection events and adverse patient outcomes that it was legally required to submit. The reporting failures occurred during the period when US hospital outbreaks — including the hospital, Virginia Mason, the Illinois teaching hospital, and UCLA — were occurring.

The company acknowledged that its devices were linked to patient infections and that it failed to report this information to the FDA as required by federal law. The plea constitutes a judicial admission that cannot be relitigated in civil proceedings.

Q3: Who is Hisao Yabe and what was his role in the criminal case?

Hisao Yabe served as a senior executive at Olympus Medical Systems Corporation during the relevant period. He pleaded guilty alongside the corporation on December 10, 2018, to one count of distributing misbranded medical devices.

His personal guilty plea establishes individual criminal accountability within Olympus’s management for the failure to file required adverse-event reports. The combination of corporate and individual pleas confirms the conduct reached senior management level. (Source: DOJ press release, December 10, 2018.)

Q4: How does Olympus’s criminal record affect my lawsuit?

The guilty plea eliminates Olympus’s ability to deny knowledge of the contamination problem during the claims period. It is significant evidence of the company’s knowledge, and plaintiffs may argue it supports a punitive-damages claim by establishing that the reporting failure was criminal, not merely negligent.

Contact Marin & Murphy to discuss how the criminal record applies to the specific facts of your situation. The consultation is free and creates no obligation.

Q5: Did Olympus pay the $85 million fine?

Yes. The $85 million penalty was paid as part of the December 2018 plea agreement and was required as a condition of the guilty plea. The parent company Olympus Corporation’s revenue is measured in the billions of dollars annually, and the fine did not meaningfully affect the parent company’s financial position.

The payment of the criminal fine does not reduce or eliminate civil liability to individual patients who were injured by Olympus scope infections. A criminal penalty and civil damages are separate legal proceedings with different parties, purposes, and outcomes.

Q6: Can Olympus use bankruptcy to avoid paying lawsuits?

Bankruptcy is not a credible litigation strategy for Olympus. Olympus Medical Systems Corporation is a division of Olympus Corporation, a publicly traded Japanese multinational, and the $85 million criminal fine did not affect the parent company’s financial position.

Unlike some pharmaceutical defendants that threaten bankruptcy to pressure settlements, Olympus has the financial resources to pay substantial judgments. The corporate structure also makes a strategic bankruptcy restructuring significantly more complex than in a standalone company.

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Court costs and litigation expenses are advanced by counsel and repaid from the recovery. You are not responsible for court costs or litigation expenses if there is no recovery, unless a court directs otherwise. The attorney’s fee is a percentage of the gross recovery, calculated before expenses are deducted.

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Marin & Murphy Law Firm is investigating Olympus scope infection claims for patients in Rhode Island, South Carolina, Connecticut, Massachusetts, and nationwide. Contact us at

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